NISM-Series-X-A: Investment Adviser (Level 1) Mock Test

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About Course

The NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination is required for all connected people registered as investment advisors and representatives of investment advisers under the SEBI (Investment advisors) Regulations, 2013.

The NISM Investment Advisor Level 1 Exams are given online at several NISM locations, and all questions are of the’multiple choice’ variety. The exam lasts 180 minutes, and the candidate must answer 90 multiple-choice questions and 9 case study-based questions for a total of 150 points. 60% is considered passing.

Mock Test Channel has created a Question Bank for the NISM Series X-A module that includes a variety of PRACTICE TESTS. We have also provided 20 Case Studies based on the NISM examination format. Mock Test Channel has provided explanations for nearly every response so that you can easily comprehend and remember the answers. The Case Studies are presented with detailed step-by-step solutions, including Excel screen photos, so that you may quickly comprehend and solve them.

The NISM Investment Adviser (Level 1) Question Bank has been updated to reflect the current NISM syllabus-2023.

How to prepare for Investment Adviser Exam ?

After taking the Mock Test Channel’s NISM investment adviser (level 1) mock test, you should have no trouble passing this NISM module and earning the NISM-Series-X-A: Investment Adviser (Level 1) Certification.

This exam is required for persons wishing to register as Investment Advisers as well as those working for investment advisers.
The level 1 test is NISM-Series-X-A: Investment Adviser (Level 1) Certification test, and NISM will also launch the level 2 Investment Adviser Certification Examination.

To become a Registered Investment Adviser, a person must pass both levels (NISM IACE (Level 1) & IACE (Level 2)).
This exam will include questions about the stock market, the debt market, the derivatives market, mutual funds, insurance, taxes, retirement, estate planning, and financial planning. To pass this exam, the candidate must be well-versed in the entire financial sector.

So, before taking the IACE test, we recommend that you first obtain other NISM certifications such as Currency, Equity Derivatives, Mutual Funds, and so on.

The exam should be completed in three hours. The passing score for the examination is 60%, or 90 points out of a possible 150. Negative marking of 25% of the marks assigned to a question is permitted.

NISM IACE exam Fees (Rs.) 1500/- A PAN card is required to acquire the certificate for all NISM tests.
The candidate will not receive a tangible copy of the certificate. NISM will only provide soft copies of the certificates. We need to download it and print it.

NISM-Series-X-A: Investment Adviser (Level 1)Exam Pattern

Multiple Choice Questions
[90 questions of 1 mark each]
90 marks
9 Case-based Questions
[6 caselets (each case with
5 questions of 1 mark each)]
[3 caselets (with 5 questions
of 2 marks each]
6 x 5 x 1 = 30 marks
3 x 5 x 2 = 30 marks
Total 150 marks

Syllabus with Weightages of NISM-Series-X-A: Investment Adviser (Level 1)

Modules Module / Chapter Names Marks
Module 1 Personal Financial Planning 37
1
Introduction to Personal
Financial Planning
2
Time Value of Money
3
Cash Flow Management
and Budgeting
4
Debt Management and
Loans
Module 2 Indian Financial Markets 10
5
Introduction to Indian
Financial Markets
6
Securities Market
Segments
Module 3 Investment Products 30
7
Introduction to
Investments
8
Investing in Stocks
9
Investing in Fixed
Income Securities
10
Understanding Derivatives
Module 4 Investment Through
Managed Portfolio
23
11
Mutual Fund
12
Portfolio Manager
13
Overview of Alternative
Investment Funds (AIFs)
Module 5 Portfolio Construction,
Performance Monitoring
and Evaluation
20
14
Introduction to Modern
Portfolio Theory
15
Portfolio Construction
Process
16
Portfolio Performance
measurement and evaluation
Module 6 Operations, Regulatory
Environment, Compliance
And Ethics
30
17
Operational Aspects of
Investment Management
18
Key Regulations
19
Ethical Issues
20
Grievance Redress Mechanism
TOTAL MARKS 150
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What Will You Learn?

  • Get the 900+ most important question and answers to clear the NISM Series XV: Research Analyst Exam easily.
  • Correct Answers at End so that you understand the concept and answer even the most difficult NISM-Series-X-A: Investment Adviser (Level 1) question
  • Timed Exam: Each exam is timed so that you dont run off time in real exam.
  • Boost Your Score: At end of each Exam you will get scored.
  • Instant access : Login to see the online NISM-Series-X-A: Investment Adviser (Level 1) exam immediately after payment

Course Content

NISM XA MOCK TEST

  • NISM XA MOCK TEST 1
  • NISM XA MOCK TEST 2
  • NISM XA MOCK TEST 3
  • NISM XA MOCK TEST 4
  • NISM XA MOCK TEST 5
  • NISM XA MOCK TEST 6
  • NISM XA MOCK TEST 7
  • NISM XA MOCK TEST 8
  • NISM XA MOCK TEST 9
  • NISM XA MOCK TEST 10
  • NISM XA MOCK TEST 11
  • NISM XA MOCK TEST 12
  • NISM XA MOCK TEST 13
  • NISM XA MOCK TEST 14
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